Filing Details
- Accession Number:
- 0001127602-16-069031
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-02 17:40:36
- Reporting Period:
- 2016-11-22
- Filing Date:
- 2016-12-02
- Accepted Time:
- 2016-12-02 17:40:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1520262 | Alkermes Plc. | ALKS | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1235595 | L Kathryn Biberstein | 852 Winter St. Waltham MA 02451 | Evp/Cao/Cco Alks Inc; Sec Alks | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Disposition | 2016-11-22 | 500 | $0.00 | 38,687 | No | 5 | G | Direct | |
Ordinary Shares | Acquisiton | 2016-12-01 | 15,000 | $14.38 | 53,687 | No | 4 | M | Direct | |
Ordinary Shares | Disposition | 2016-12-01 | 7,933 | $55.69 | 45,754 | No | 4 | S | Direct | |
Ordinary Shares | Disposition | 2016-12-01 | 7,067 | $56.63 | 38,687 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares | Non Qualified Stock Option (Right to Buy) | Disposition | 2016-12-01 | 15,000 | $0.00 | 15,000 | $14.38 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
14,145 | 2016-12-12 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Ordinary Shares | 94,000 | Indirect | By 2015 GRAT |
Footnotes
- This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $55.12 to $56.10. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $56.13 to $57.06. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- Shares held by the Kathryn L. Biberstein 2015 Annuity Trust dated December 11, 2015 (the "2015 GRAT"). The Reporting Person is a trustee and beneficiary of the 2015 GRAT and may be deemed to hold voting and dispositive power with regard to the reported shares held by the 2015 GRAT.
- These options are fully vested in accordance with their terms.