Filing Details
- Accession Number:
- 0001179110-16-032331
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-02 16:47:50
- Reporting Period:
- 2016-11-29
- Filing Date:
- 2016-12-02
- Accepted Time:
- 2016-12-02 16:47:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1425355 | Mill City Ventures Iii Ltd | MCVT | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1394647 | Ii Anthony Joseph Geraci | 328 Barry Ave S, #210 Wayzata MN 55391 | Chief Financial Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-11-29 | 53,500 | $0.25 | 320,302 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 17,273 | Indirect | By Spouse |
| Common Stock | 290,055 | Indirect | By Lantern Advisers LLC |
Footnotes
- A limited liability company, of which the Reporting Person is a member and a manager.
- The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.20 to $0.30, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth.
Billionaire Hedge Funds
