Filing Details
- Accession Number:
- 0001209191-16-153011
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-02 16:17:26
- Reporting Period:
- 2016-11-30
- Filing Date:
- 2016-12-02
- Accepted Time:
- 2016-12-02 16:17:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 798354 | Fiserv Inc | FISV | Services-Computer Processing & Data Preparation (7374) | 391506125 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1601818 | P. Kevin Gregoire | 255 Fiserv Drive Brookfield WI 53045 | Group President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-11-30 | 2,408 | $23.85 | 44,019 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-11-30 | 2,408 | $105.09 | 41,611 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-11-30 | 6,584 | $30.86 | 48,195 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-11-30 | 6,584 | $105.10 | 41,611 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-11-30 | 2,408 | $0.00 | 2,408 | $23.85 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-11-30 | 6,584 | $0.00 | 6,584 | $30.86 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-02-24 | 2020-02-24 | No | 4 | M | Direct |
| 0 | 2012-02-23 | 2021-02-23 | No | 4 | M | Direct |
Footnotes
- Includes 243 shares acquired under the Fiserv, Inc. Employee Stock Purchase Plan.
- This transaction was executed in multiple trades at prices ranging from $105.09 to $105.11. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This option vested in three equal installments on each anniversary of the grant date, February 24, 2010.
- This option vested in three equal installments on each anniversary of the grant date, February 23, 2011.
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