Filing Details
- Accession Number:
- 0001209191-16-152906
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-02 14:12:56
- Reporting Period:
- 2016-12-01
- Filing Date:
- 2016-12-02
- Accepted Time:
- 2016-12-02 14:12:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1393726 | Tiptree Financial Inc. | TIPT | Insurance Agents, Brokers & Service (6411) | 383754322 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1447887 | Sandra Bell | C/O Tiptree Financial Inc. 780 Third Avenue, 21St Floor New York NY 10017 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2016-12-01 | 1,390 | $6.50 | 52,097 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2016-12-01 | 2,099 | $6.40 | 49,998 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2016-12-01 | 11 | $6.45 | 49,987 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- Pursuant to a Rule 10b5-1 trading plan.