Filing Details
- Accession Number:
- 0000899243-16-034745
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-01 20:40:23
- Reporting Period:
- 2016-11-29
- Filing Date:
- 2016-12-01
- Accepted Time:
- 2016-12-01 20:40:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1350653 | Alphatec Holdings Inc. | ATEC | Surgical & Medical Instruments & Apparatus (3841) | 202463898 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1364631 | John Foster | C/O Healthpointcapital Partners, L.p. 505 Park Avenue, 12Th Floor New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-11-29 | 2,600 | $5.37 | 14,933 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-11-29 | 1,500 | $5.37 | 13,433 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-11-30 | 12,400 | $5.22 | 1,033 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-11-30 | 1,033 | $5.25 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 898,097 | Indirect | Held By HealthpointCapital Partners, L.P. |
| Common Stock | 1,750,880 | Indirect | Held By HealthpointCapital Partners II, L.P. |
Footnotes
- On November 29, 2016 and November 30, 2016, 2,600 shares and 12,400 shares, respectively, held by John H. Foster were sold and, on November 29, 2016 and November 30, 2016, 1,500 shares and 1,033 shares, respectively, held by John H. Foster, trustee u/w of Virginia C. Foster, were sold. Mr. Foster is a trustee and the principal beneficiary of such trust.
- John H. Foster is a managing member of HGP, LLC, which is the general partner of HealthpointCapital Partners, L.P. In addition, Mr. Foster is a managing member of HGP II, LLC, which is the general partner of HealthpointCapital Partners II, L.P. Mr. Foster may be deemed to beneficially own the securities held by HealthpointCapital Partners, L.P. and HealthpointCapital Partners II, L.P. Accordingly, Mr. Foster disclaims beneficial ownership of such shares except as to the extent of his pecuniary interest in such shares.
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