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Filing Details

Accession Number:: 0001209191-16-152799
Form Type:: 4/A
Zero Holdings:: No
Publication Time:: 2016-12-01 19:30:23
Reporting Period:: 2016-11-23

Filing Date:: 2016-12-01
Accepted Time:: 2016-12-01 19:30:23
Original Submission Date:: 2016-11-28
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1359555	Pendrell Corp	PCO	()	4/A

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1100628	E Lee Mikles	2300 Carillon Point Kirkland WA 98033	President And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2016-11-23	5,500	$6.40	7,000	No	4	S	Indirect	By revocable trust
Class A Common Stock	Disposition	2016-11-25	5,000	$6.42	2,000	No	4	S	Indirect	By revocable trust
Class A Common Stock	Disposition	2016-11-28	2,000	$6.39	0	No	4	S	Indirect	By revocable trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By revocable trust
No	4	S	Indirect	By revocable trust
No	4	S	Indirect	By revocable trust

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	111,257	Direct
Class A Common Stock	12,579	Indirect	By spouse
Class A Common Stock	8,610	Indirect	By trust for the benefit of children
Class A Common Stock	1,000	Indirect	By trust for the benefit of daughter
Clsas A Common Stock	100	Indirect	By custodial account for the benefit of son

Footnotes

The transaction was inadvertently reported on Form 4 filed on November 28, 2016 as a sale of shares from the reporting person's direct holdings rather than from the Lee E. Mikles Revocable Trust.
In Forms 4 filed on March 13, 2015, March 18, 2015 and June 16, 2015, ownership of 125,000 pre-split shares of Class A Common Stock (rather than 161,100 shares) should have been attributed to Mr. Mikles' revocable trust. Ownership of an additional 36,100 pre-split shares of Class A Common Stock should have been attributed to the trust for the benefit of Mr. Mikles' children.
Represents the weighted average sales price. The highest price at which shares were sold was $6.45212 and the lowest price at which shares were sold was $6.375703. The reporting person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the issuer or its shareholders, full information regarding the number of shares purchased or sold at each separate price.
Represents the weighted average sales price. The highest price at which shares were sold was $6.435187 and the lowest price at which shares were sold was $6.40387. The reporting person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the issuer or its shareholders, full information regarding the number of shares purchased or sold at each separate price.
Represents the weighted average sales price. The highest price at which shares were sold was $6.4262 and the lowest price at which shares were sold was $6.354. The reporting person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the issuer or its shareholders, full information regarding the number of shares purchased or sold at each separate price.
Includes 7,941 shares of Class A Common Stock held in the reporting person's individual retirement account.
Includes 230 shares of Class A Common Stock held in the individual retirement account of the reporting person's spouse.
In Forms 4 filed on March 13, 2015, March 18, 2015 and June 16, 2015, ownership of 86,100 pre-split shares of Class A Common Stock (rather than 50,000 shares) should have been attributed to the trust for the benefit of Mr. Mikles' children. Ownership of 36,100 pre-split shares of Class A Common Stock was inadvertently attributed to Mr. Mikles' revocable trust.