Filing Details
- Accession Number:
- 0001209191-16-152762
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-01 18:31:49
- Reporting Period:
- 2016-11-30
- Filing Date:
- 2016-12-01
- Accepted Time:
- 2016-12-01 18:31:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1413837 | First Foundation Inc. | FFWM | State Commercial Banks (6022) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1594279 | Jr E. Ulrich Keller | 18101 Von Karman Suite 700 Irvine CA 92612 | Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-11-30 | 3,173 | $28.75 | 1,267,412 | No | 4 | S | Indirect | By Family Trust |
| Common Stock | Disposition | 2016-12-01 | 1,827 | $27.97 | 1,265,585 | No | 4 | S | Indirect | By Family Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Family Trust |
| No | 4 | S | Indirect | By Family Trust |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2016
Billionaire Hedge Funds
