Filing Details
- Accession Number:
- 0001127602-16-068850
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-01 17:57:07
- Reporting Period:
- 2016-11-30
- Filing Date:
- 2016-12-01
- Accepted Time:
- 2016-12-01 17:57:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1527383 | Bankguam Holding Co | BKGM | Commercial Banks, Nec (6029) | 660770448 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1529120 | Aflague Lourdes Guerrero Leon | 111 Chalan Santo Papa Hagatna GU 96932 | President & Chair Of The Board | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Preferred Shares Series A | Acquisiton | 2016-11-30 | 250 | $1,000.00 | 250 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 78,154 | Direct | |
Common Stock | 2,400 | Indirect | By Trust |
Common Stock | 800 | Indirect | By Trust |
Common Stock | 1,100 | Indirect | Trustee |
Common Stock | 500 | Indirect | Trustee |
Footnotes
- 82,954 shares are subject to a certain Voting Trust Agreement dated November 29, 2013 of which Ms. Lourdes Leon Guerrero is the Trustee
- The securities are held in a trust for the benefit of Joaquin Philip Leon Guerrero Cook of which Lourdes Leon Guerrero is a trustee.
- The securities are held in a trust for the benefit of Mariana Leon Guerrero Cook of which Lourdes Leon Guerrero is a trustee. Ms. Leon Guerrero disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein, and this report shall not be deemed an admission that she is a beneficial owner of such securities for the purpose of Section 16.