Filing Details

Accession Number:
0000720672-16-000186
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-01 17:13:29
Reporting Period:
2016-11-29
Filing Date:
2016-12-01
Accepted Time:
2016-12-01 17:13:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
720672 Stifel Financial Corp SF Security Brokers, Dealers & Flotation Companies (6211) 431273600
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1207218 W Thomas Weisel One Montgomery Street, Suite 3700
San Francisco CA 94104
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-11-29 30,000 $49.32 70,529 No 4 S Direct
Common Stock Disposition 2016-12-01 2,600 $49.85 67,929 No 4 G Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 G Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Phantom Stock Units $0.00 57,861 57,861 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
57,861 57,861 Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $49.12 to $49.56. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. Units vest in 20% increments over a five year period.
  3. No expiration date for these Units.