Filing Details
- Accession Number:
- 0001230245-16-000327
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2016-12-01 16:40:26
- Reporting Period:
- 2016-11-04
- Filing Date:
- 2016-12-01
- Accepted Time:
- 2016-12-01 16:40:26
- Original Submission Date:
- 2016-11-04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1230245 | Piper Jaffray Companies | PJC | Security Brokers, Dealers & Flotation Companies (6211) | 300168701 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1231984 | Kristine B Johnson | 901 Marquette Avenue, Suite 1810 Minneapolis MN 55402 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-11-04 | 1,425 | $53.45 | 12,706 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,200 | Indirect | By IRA |
Common Stock | 4,330 | Indirect | By B. Kristine Johnson Trust |
Footnotes
- This amendment is being filed to correctly reflect the disposition of securities rather than the acquisition of securities as was previously reported.