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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1578987	Stonecastle Financial Corp.	BANX	()	900934878

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1586683	George Shilowitz	152 West 57Th Street 35Th Floor New York NY 10019	President	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2016-12-01	300	$18.68	13,050	No	4	P	Direct
Common Stock	Acquisiton	2016-12-01	250	$18.60	13,300	No	4	P	Direct
Common Stock	Acquisiton	2016-12-01	250	$18.75	13,550	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	46,321	Indirect	Refer to footnote

Footnotes

(1) Common Stock was purchased in the transactions by George Shilowitz. Following the transactions, 13,550 shares of Common Stock are owned directly by George Shilowitz and 46,321 share of Common Stock are owned by StoneCastle Asset Management LLC (4,811 shares of Common Stock) and its parent StoneCastle Partners, LLC (41,510 shares of Common Stock). George Shilowitz is a Managing Partner of Stone Castle Partners, LLC which is the 100% owner of StoneCastle Asset Management LLC, and is a Manger of StoneCastle Asset Management LLC, and has the power to direct voting and investment in the shares owned by StoneCastle Asset Management LLC. Mr. Shilowitz disclaims beneficial ownership of shares held indirectly except to the extent of his pecuniary interest therein.