Filing Details
- Accession Number:
- 0001209191-16-152662
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-01 16:05:20
- Reporting Period:
- 2016-11-30
- Filing Date:
- 2016-12-01
- Accepted Time:
- 2016-12-01 16:05:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1059556 | Moodys Corp | MCO | Services-Consumer Credit Reporting, Collection Agencies (7320) | 133998945 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1481153 | Robert Fauber | 7 World Trade Center, 250 Greenwich St. New York NY 10007 | President-Mis | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-11-30 | 1,345 | $38.07 | 42,016 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-11-30 | 1,345 | $101.65 | 40,671 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-11-30 | 625 | $72.72 | 41,296 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-11-30 | 625 | $101.65 | 40,671 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-11-30 | 1,345 | $0.00 | 1,345 | $38.07 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-11-30 | 625 | $0.00 | 625 | $72.72 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-02-12 | 2018-02-12 | No | 4 | M | Direct |
| 0 | 2008-02-12 | 2017-02-12 | No | 4 | M | Direct |
Footnotes
- Exercise and sale of shares pursuant to Rule 10b5-1 Plan.
- One fourth of options vest each year beginning with the date indicated.
Billionaire Hedge Funds
