Filing Details
- Accession Number:
- 0001104659-16-159835
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-30 19:56:49
- Reporting Period:
- 2016-11-28
- Filing Date:
- 2016-11-30
- Accepted Time:
- 2016-11-30 19:56:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1660719 | Aralez Pharmaceuticals Inc. | ARLZ | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1537250 | Paul Robert Harris | C/O Aralez Pharmaceuticals Inc., 7100 West Credit Avenue, Suite 101 Mississauga A6 L5N 0E4 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares, Without Par Value | Acquisiton | 2016-11-28 | 20,000 | $3.92 | 614,094 | No | 4 | M | Direct | |
Common Shares, Without Par Value | Disposition | 2016-11-28 | 20,000 | $4.65 | 594,094 | No | 4 | S | Direct | |
Common Shares, Without Par Value | Acquisiton | 2016-11-29 | 104,778 | $3.92 | 698,872 | No | 4 | M | Direct | |
Common Shares, Without Par Value | Disposition | 2016-11-29 | 104,778 | $4.99 | 594,094 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares, Without Par Value | Employee Stock Option (right to buy) | Disposition | 2016-11-28 | 20,000 | $0.00 | 20,000 | $3.92 |
Common Shares, Without Par Value | Employee Stock Option (right to buy) | Disposition | 2016-11-29 | 104,778 | $0.00 | 104,778 | $3.92 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
104,778 | 2016-12-01 | No | 4 | M | Direct | |
0 | 2016-12-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares, Without Par Value | 600,188 | Indirect | By spouse |
Footnotes
- Price is presented in Canadian dollars.
- The exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 16, 2016, as amended.
- Price is presented in United States dollars.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 16, 2016, as amended.
- This transaction was executed in multiple trades at prices ranging from $4.76 to $5.10. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The option was exercisable as of the Reporting Person's previous filing on Form 3, dated as of February 8, 2016.