Filing Details
- Accession Number:
- 0001144204-16-137309
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-30 18:50:37
- Reporting Period:
- 2016-11-28
- Filing Date:
- 2016-11-30
- Accepted Time:
- 2016-11-30 18:50:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1422892 | Sino-Global Shipping America Ltd. | SINO | Arrangement Of Transportation Of Freight & Cargo (4731) | 261241372 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1435112 | Lei Cao | 1044 Northern Boulevard, Suite 305 Roslyn NY 11576-1514 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-11-28 | 15,000 | $4.25 | 1,615,040 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Acquisiton | 2008-05-20 | 36,000 | $0.00 | 36,000 | $7.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 36,000 | 2018-05-19 | No | 4 | A | Direct |
Footnotes
- The Options vest at a rate of 20% per year, with 20% vesting initially on May 19, 2009.
Billionaire Hedge Funds
