Home > Insider Trading > Filing (0001179110-16-032246)

Filing Details

Accession Number:: 0001179110-16-032246
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-11-30 18:44:05
Reporting Period:: 2016-11-28

Filing Date:: 2016-11-30
Accepted Time:: 2016-11-30 18:44:05
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
26076	Cubic Corp	CUB	Measuring & Controlling Devices, Nec (3829)	951678055

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1097235	H Bradley Feldmann	9333 Balboa Avenue San Diego CA 92123	President/Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-11-28	11	$46.33	11	No	4	P	Indirect	By child

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By child

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Units	Acquisiton	2016-11-28	23,888	$0.00	23,888	$0.00
Common Stock	Restricted Stock Units	Acquisiton	2016-11-28	23,888	$0.00	23,888	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
23,888			No	4	A	Direct
23,888			No	4	A	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	23,747	Direct
Common Stock	3,050	Indirect	Feldmann IRA
Common Stock	1,251	Indirect	Cubic 401(k)
Common Stock	33	Indirect	The Feldmann Family Trust DTD 04-20-12

Footnotes

Purchase made and held by Reporting Person's son, a dependent not living in household. Reporting Person disclaims beneficial ownership of these securities.
Represents shares held by the PTC Cust Rollover FBO Bradley Feldmann, of which the Reporting Person is the sole owner with full voting and disposition rights.
Represents shares held by the Reporting Persons 401(k).
The Feldmann Family Trust DTD 04-20-2012, of which the Reporting Person and his spouse are co-trustees with full voting and disposition rights.
Each restricted stock unit ("RSU") represents a contingent right to receive one share of CUB common stock.
The performance-based RSUs vest on the date the Board of Directors certifies CUB's sales growth, EBITDA growth, and return on equity for the three-year performance period ending on September 30, 2019, subject to the Reporting Person's continued service with CUB through such vesting date, except as otherwise provided in the application RSU agreement. The RSUs vest based 40% on sales growth, 40% on EBITDA growth, and 20% on the return on equity achieved by CUB during such performance period. Dividend equivalent rights accrue with respect to the RSUs when and as dividends are paid on CUB common stock and vest proportionately with the RSUs to which they relate. Vested shares and accrued dividends will be delivered to the Reporting Person following the vesting date.
The time-based RSUs vest in four equal installments on each of October 1, 2017, 2018, 2019 and 2020, subject to the Reporting Person's continued service with CUB through such date. Dividend equivalent rights accrued with respect to the RSUs when and as dividends are paid on CUB common stock and vest proportionately with the RSUs to which they relate. Vested shares and accrued dividends will be delivered to the Reporting Person following each vesting date.