Filing Details
- Accession Number:
- 0001122904-16-000432
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-30 18:34:41
- Reporting Period:
- 2016-11-29
- Filing Date:
- 2016-11-30
- Accepted Time:
- 2016-11-30 18:34:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1122904 | Netgear Inc | NTGR | Telephone & Telegraph Apparatus (3661) | 770419172 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1345082 | Marie Christine Gorjanc | C/O Netgear, Inc. 350 E. Plumeria Dr. San Jose CA 95134 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-11-29 | 625 | $33.15 | 70,725 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2016-11-29 | 24,375 | $32.54 | 95,100 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2016-11-29 | 5,000 | $32.52 | 100,100 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-11-29 | 625 | $53.25 | 99,475 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-11-29 | 24,375 | $53.31 | 75,100 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-11-29 | 5,000 | $53.01 | 70,100 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-11-29 | 625 | $0.00 | 625 | $33.15 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-11-29 | 24,375 | $0.00 | 24,375 | $32.54 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-11-29 | 5,000 | $0.00 | 5,000 | $32.52 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
5,375 | 2021-04-26 | No | 4 | M | Direct | |
5,625 | 2023-05-16 | No | 4 | M | Direct | |
13,750 | 2024-06-03 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | $28.79 | 2018-01-11 | 24,000 | 24,000 | Direct | |
Common Stock | Employee Stock Option (Right to Buy) | $35.32 | 2021-02-03 | 25,000 | 25,000 | Direct | |
Common Stock | Employee Stock Option (Right to Buy) | $31.28 | 2025-06-02 | 21,250 | 21,250 | Direct | |
Common Stock | Employee Stock Option (Right to Buy) | $39.53 | 2026-03-24 | 35,000 | 35,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-01-11 | 24,000 | 24,000 | Direct |
2021-02-03 | 25,000 | 25,000 | Direct |
2025-06-02 | 21,250 | 21,250 | Direct |
2026-03-24 | 35,000 | 35,000 | Direct |
Footnotes
- The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2016.
- 25% of the option grant is exercisable on 1/11/2009, and 1/48 of the option grant is exercisable each month thereafter.
- 25% of the option grant is exercisable on 2/3/2012, and 1/48 of the option grant is exercisable each month thereafter
- 25% of the option grant is exercisable on 4/26/2012, and 1/48 of the option grant is exercisable each month thereafter.
- 25% of the option grant is exercisable on 5/16/2014, and 1/48 of the option grant is exercisable each month thereafter.
- 25% of the options will be exercisable on 6/03/2015, and 1/48 of the option grant is exercisable each month thereafter.
- This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.