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Filing Details

Accession Number:: 0000950142-16-004867
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-11-30 17:32:01
Reporting Period:: 2016-11-28

Filing Date:: 2016-11-30
Accepted Time:: 2016-11-30 17:32:01
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1569391	Kcg Holdings Inc.	KCG	()	DE

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1017645	General Atlantic Llc	C/O General Atlantic Service Company,Llc 55 East 52Nd Street, 32Nd Floor New York NY 10055	No	No	Yes	Yes
1282203	Gap Coinvestments Iii, Llc	C/O General Atlantic Service Company,Llc 55 East 52Nd Street, 32Nd Floor New York NY 10055	No	No	Yes	Yes
1282372	Gap Coinvestments Iv, Llc	C/O General Atlantic Service Company,Llc 55 East 52Nd Street, 32Nd Floor New York NY 10055	No	No	Yes	Yes
1396680	Gap-W, Llc	C/O General Atlantic Service Company,Llc 55 East 52Nd Street, 32Nd Floor New York NY 10055	No	No	Yes	Yes
1467002	General Atlantic Partners 83, L.p.	C/O General Atlantic Service Company,Llc 55 East 52Nd Street, 32Nd Floor New York NY 10055	No	No	Yes	Yes
1467926	General Atlantic Genpar, L.p.	C/O General Atlantic Service Company,Llc 55 East 52Nd Street, 32Nd Floor New York NY 10055	No	No	Yes	Yes
1567885	General Atlantic Partners 93, L.p.	C/O General Atlantic Service Company,Llc 55 East 52Nd Street, 32Nd Floor New York NY 10055	No	No	Yes	Yes
1580305	Ga-Gtco Aiv, L.p.	C/O General Atlantic Service Company,Llc 55 East 52Nd Street, 32Nd Floor New York NY 10055	No	No	Yes	Yes
1580314	Ga-Gtco Us Aiv, L.p.	C/O General Atlantic Service Company,Llc 55 East 52Nd Street, 32Nd Floor New York NY 10055	No	No	Yes	Yes
1580338	Ga-Gtco Interholdco, Llc	C/O General Atlantic Service Company,Llc 55 East 52Nd Street, 32Nd Floor New York NY 10055	No	No	Yes	Yes

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock, Par Value $0.01 Per Share	Disposition	2016-11-28	18,709,027	$0.00	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Class A Warrants	Disposition	2016-11-28	2,338,997	$0.00	2,338,997	$12.00
Class A Common Stock	Class B Warrants	Disposition	2016-11-28	2,338,997	$0.00	2,338,997	$13.50
Class A Common Stock	Class C Warrants	Disposition	2016-11-28	2,338,985	$0.00	2,338,985	$15.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
359,231	2013-07-01	2017-07-01	No	4	S	Direct
359,231	2013-07-01	2018-07-01	No	4	S	Direct
359,242	2013-07-01	2019-07-01	No	4	S	Direct

Footnotes

All shares owned by GA-GTCO Interholdco, LLC ("GA-GTCO Interholdco"), a Delaware limited liability company. On November 28, 2016, pursuant to a purchase agreement (the "Purchase Agreement") between KCG Holdings, Inc. (the "Issuer") and GA-GTCO Interholdco, dated as of November 17, 2016, GA-GTCO Interholdco disposed of (i) 18,709,027 of the Issuer's Class A Common Stock, par value $0.01 per share (the "Class A Common Stock") in exchange for 8,202,124 shares of common stock, par value $0.01 per share of Bats Global Markets, Inc. ("Bats Common Stock") and (ii) 7,016,979 warrants to purchase Class A Common Stock ("Warrants") in exchange for 613,412 shares of Bats Common Stock.
GA-GTCO Interholdco disposed of a beneficial interest in 18,709,027 shares of Class A Common Stock in an exchange with the Issuer for 8,202,124 shares of Bats Common Stock. General Atlantic Partners 83, L.P., a Delaware limited partnership ("GAP 83"), and a member of GA-GTCO Interholdco, disposed of a beneficial interest in 5,469,459 shares of Class A Common Stock held by GA-GTCO Interholdco; General Atlantic Partners 93, L.P., a Delaware limited partnership ("GAP 93"), and a member of GA-GTCO Interholdco, disposed of a beneficial interest in 2,731,495 shares of Class A Common Stock held by GA-GTCO Interholdco; GA-GTCO US AIV, L.P., a Delaware limited partnership ("GA US AIV"), and a member of GA-GTCO Interholdco, disposed of a beneficial interest in 2,991,216 shares of Class A Common Stock held by GA-GTCO Interholdco; (cont'd in footnote 3)
(cont'd from footnote 2) GA-GTCO AIV, L.P., a Delaware limited partnership ("GA AIV"), and a member of GA-GTCO Interholdco, disposed of a beneficial interest in 1,744,139 shares of Class A Common Stock held by GA-GTCO Interholdco; GAP-W, LLC, a Delaware limited liability company ("GAP-W"), and a member of GA-GTCO Interholdco, disposed of a beneficial interest in 3,874,750 shares of Class A Common Stock held by GA-GTCO Interholdco; GAP Coinvestments III, LLC, a Delaware limited liability company ("GAPCO III"), and a member of GA-GTCO Interholdco, disposed of a beneficial interest in 1,338,525 shares of Common Stock held by GA-GTCO Interholdco; GAP Coinvestments IV, LLC, a Delaware limited liability company ("GAPCO IV"), and a member of GA-GTCO Interholdco, disposed of a beneficial interest in 318,997 shares of Class A Common Stock held by GA-GTCO Interholdco; (cont'd in footnote 4)
(cont'd from footnote 3) GAP Coinvestments CDA, L.P., a Delaware limited partnership ("GAPCO CDA"), and a member of GA-GTCO Interholdco, disposed of a beneficial interest in 25,575 shares of Class A Common Stock held by GA-GTCO Interholdco; and GapStar, LLC, a Delaware limited liability company ("GapStar"), and a member of GA-GTCO Interholdco, disposed of a beneficial interest in 214,871 shares of Class A Common Stock held by GA-GTCO Interholdco.
The general partner of GAP 83, GAP 93, GA US AIV and GA AIV is General Atlantic GenPar, L.P. ("GenPar"). GenPar is also the manager of GAP-W. The general partner of GenPar is General Atlantic LLC ("GA LLC"). GA LLC is the managing member of GAPCO III and GAPCO IV and the general partner of GAPCO CDA. While GA LLC and GenPar may be deemed to beneficially own all of the Warrants reported as beneficially owned by the reporting persons herein, each disclaims such beneficial ownership except to the extent of their respective pecuniary interest therein. Certain managing directors of GA LLC are the members of GapStar. (cont'd in footnote 6)
(cont'd from footnote 5) The managing directors of GA LLC may be deemed to share voting and dispositive power with respect to shares and interests held by the GA Funds, and voting and disposition decisions are made by a portfolio committee of GA LLC comprised of certain of the managing directors and officers of GA LLC. All individuals disclaim beneficial ownership of the securities owned by GA-GTCO Interholdco, except to the extent of their respective pecuniary interest therein.
GA-GTCO Interholdco disposed of a beneficial interest in an aggregate of 7,016,979 Warrants in an exchange with the Issuer for 613,412 shares of Bats Common Stock. GAP 83 disposed of a beneficial interest in 825,411 Class A Warrants, 825,411 Class B Warrants and 825,408 Class C Warrants, each held by GA-GTCO Interholdco; GA US AIV disposed of a beneficial interest in 451,413 Class A Warrants, 451,413 Class B Warrants and 451,410 Class C Warrants, each held by GA-GTCO Interholdco; GA AIV disposed of a beneficial interest in 263,213 Class A Warrants, 263,213 Class B Warrants and 263,212 Class C Warrants, each held by GA-GTCO Interholdco; GAP-W disposed of a beneficial interest in 584,749 Class A Warrants, 584,749 Class B Warrants and 584,746 Class C Warrants, each held by GA-GTCO Interholdco; (cont'd in footnote 7)
(cont'd from footnote 7) GAPCO III disposed of a beneficial interest in 144,502 Class A Warrants, 144,502 Class B Warrants and 144,500 Class C Warrants, each held by GA-GTCO Interholdco; GAPCO IV disposed of a beneficial interest in 34,580 Class A Warrants, 34,580 Class B Warrants and 34,580 Class C Warrants, each held by GA-GTCO Interholdco; GAPCO CDA disposed of a beneficial interest in 2,702 Class A Warrants, 2,702 Class B Warrants and 2,702 Class C Warrants, each held by GA-GTCO Interholdco; and GapStar disposed of a beneficial interest in 32,427 Class A Warrants, 32,427 Class B Warrants and 32,427 Class C Warrants, each held by GA-GTCO Interholdco.