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Filing Details

Accession Number:: 0000891839-16-000285
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-11-30 17:05:13
Reporting Period:: 2016-11-28

Filing Date:: 2016-11-30
Accepted Time:: 2016-11-30 17:05:13
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
31235	Eastman Kodak Co	KODK	Photographic Equipment & Supplies (3861)	160417150

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1668481	G. John O'grady	Eastman Kodak Company 343 State Street Rochester NY 14650	Gm, Ww Sales, Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $.01	Disposition	2016-11-28	6,500	$14.98	1,151	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock, Par Value $.01	Restricted Stock Units	$0.00		2017-09-03	2,034	2,034	Direct
Common Stock, Par Value $.01	Restricted Stock Units	$0.00		2018-09-03	7,026	7,026	Direct
Common Stock, Par Value $.01	Restricted Stock Units	$0.00		2019-09-03	11,233	11,233	Direct
Common Stock, Par Value $.01	Restricted Stock Units	$0.00		2020-09-03	16,448	16,448	Direct
Common Stock, Par Value $.01	Stock Option (Right to Buy)	$23.78		2021-09-02	18,378	18,378	Direct
Common Stock, Par Value $.01	Stock Option (Right to Buy)	$13.76		2022-09-02	25,218	25,218	Direct
Common Stock, Par Value $.01	Stock Option (Right to Buy)	$15.58		2023-09-02	29,712	29,712	Direct
Common Stock, Par Value $.01	Stock Option (Right to Buy)	$15.20		2023-11-14	0	0	Direct
Common Stock, Par Value $.01	125% Warrants to purchase Common Stock, par value $.01	$14.93	2013-09-03	2018-09-03	169	169	Direct
Common Stock, Par Value $.01	135% Warrants to purchase Common Stock, par value $.01	$16.12	2013-09-03	2018-09-03	169	169	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2017-09-03	2,034	2,034	Direct
2018-09-03	7,026	7,026	Direct
2019-09-03	11,233	11,233	Direct
2020-09-03	16,448	16,448	Direct
2021-09-02	18,378	18,378	Direct
2022-09-02	25,218	25,218	Direct
2023-09-02	29,712	29,712	Direct
2023-11-14	0	0	Direct
2018-09-03	169	169	Direct
2018-09-03	169	169	Direct

Footnotes

These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/14 grant date.
These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/15 grant date.
These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/16 grant date.
These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on 9/3/18 and one-third on each of the first two anniversaries of such date.
This option vests one-third on each of the first three anniversaries of the 9/3/14 grant date.
This option vests one-third on each of the first three anniversaries of the 9/3/15 grant date.
This option vests one-third on each of the first three anniversaries of the 9/3/16 grant date.
This option vests one-third on 9/3/18 and one-third on each of the first two anniversaries of such date. The number of shares underlying the option has not yet been determined, but will be based on $250,000 divided by the Black-Scholes valuation of the option on the 11/15/16 grant date. Once the number is determined, Mr. O'Grady will file an amendment to his 11/15/16 report.
Each of these Warrants entitles the holder to purchase one share of common stock; however for each Warrant exercised, the holder will receive a net share amount equal to the number of shares issuable upon the exercise multiplied by the closing sale price of the common stock on the exercise date minus the exercise price, divided by the closing sale price, together with cash for any fractional shares.