Filing Details
- Accession Number:
- 0001316415-16-000007
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-30 16:44:16
- Reporting Period:
- 2016-11-28
- Filing Date:
- 2016-11-30
- Accepted Time:
- 2016-11-30 16:44:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1007587 | Kvh Industries Inc | KVHI | Radio & Tv Broadcasting & Communications Equipment (3663) | 050420589 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1316415 | J Robert Balog | Kvh Industries, Inc. 50 Enterprise Center Middletown RI 02842 | Senior Vp Engineering | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-11-28 | 3,293 | $9.32 | 81,947 | No | 4 | J | Direct | |
| Common Stock | Disposition | 2016-11-28 | 3,293 | $10.45 | 78,654 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-11-29 | 9,832 | $9.32 | 88,486 | No | 4 | J | Direct | |
| Common Stock | Disposition | 2016-11-29 | 9,832 | $10.45 | 78,654 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | J | Direct | |
| No | 4 | S | Direct | |
| No | 4 | J | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options-Right to Buy | Disposition | 2016-11-28 | 3,293 | $9.32 | 3,293 | $9.32 |
| Common Stock | Employee Stock Options-Right to Buy | Disposition | 2016-11-29 | 9,832 | $9.32 | 9,832 | $9.32 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 22,957 | 2013-02-28 | 2017-02-28 | No | 4 | J | Direct |
| 13,125 | 2013-02-28 | 2017-02-28 | No | 4 | J | Direct |
Footnotes
- Shares acquired via the exercise of an expiring stock option pursuant to the terms & conditions of the company's 2006 Stock Incentive Plan.
- Exercise of an expiring stock option pursuant to the terms & conditions of the company's 2006 Stock Incentive Plan.
- Date option fully vested.
- Represents total vested/unexercised options "beneficially owned".
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