Filing Details
- Accession Number:
- 0001033905-16-000202
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-30 16:13:59
- Reporting Period:
- 2016-11-28
- Filing Date:
- 2016-11-30
- Accepted Time:
- 2016-11-30 16:13:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1033905 | Luminex Corp | LMNX | Surgical & Medical Instruments & Apparatus (3841) | 742747608 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1105966 | Ii Walter G Loewenbaum | 12212 Technology Boulevard Austin TX 78727 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-11-28 | 50,000 | $20.57 | 749,414 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-11-28 | 45,374 | $0.00 | 704,040 | No | 4 | G | Direct | |
| Common Stock | Disposition | 2016-08-10 | 15,434 | $0.00 | 688,606 | No | 5 | G | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | G | Direct | |
| No | 5 | G | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 879,528 | Indirect | Spouse |
| Common Stock | 96,614 | Indirect | Partnership |
| Common Stock | 666,979 | Indirect | Trusts |
| Common Stock | 45,000 | Indirect | Limited Liability Company |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.32 to $20.85 inclusive. Mr. Loewenbaum undertakes to provide to Luminex Corporation, any security holder of Luminex Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 1 to this Form 4.
- Grat distributions totaling 65,573 shares were made from an annuity trust benefiting the reporting owner's spouse into her direct ownership on November 30, 2016.
- The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
Billionaire Hedge Funds
