Filing Details
- Accession Number:
- 0001271163-16-000104
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-30 13:39:37
- Reporting Period:
- 2016-11-28
- Filing Date:
- 2016-11-30
- Accepted Time:
- 2016-11-30 13:39:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1282957 | Gabelli Global Utility & Income Trust | GLU | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1185533 | J Mario Gabelli | C/O Gamco Investors, Inc One Corporate Center Rye NY 10580 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares, Par Value $0.001 | Disposition | 2016-11-28 | 3,753 | $16.42 | 1 | No | 4 | S | Indirect | E3M, LLC |
Common Shares, Par Value $0.001 | Disposition | 2016-11-29 | 1 | $16.40 | 0 | No | 4 | S | Indirect | E3M, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | E3M, LLC |
No | 4 | S | Indirect | E3M, LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares, Par Value $0.001 | 1,796 | Direct | |
Common Shares, Par Value $0.001 | 3,604 | Indirect | MJG Management LLC |
Common Shares, Par Value $0.001 | 235,031 | Indirect | Associated Capital Group, Inc. |
Common Shares, Par Value $0.001 | 1,895 | Indirect | Trust Account |
Footnotes
- The shares reported reflect the total shares owned by E3M, LLC for which Mario J. Gabelli serves as a member.
- The shares reported reflect the total shares owned by MJG Management, LLC a limited liability company for which Mr. Gabelli serves as the member.
- The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chairman and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
- The shares reported reflect the total shares owned by a trust account established by Mario J. Gabelli.