Filing Details

Accession Number:
0001271163-16-000104
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-30 13:39:37
Reporting Period:
2016-11-28
Filing Date:
2016-11-30
Accepted Time:
2016-11-30 13:39:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1282957 Gabelli Global Utility & Income Trust GLU () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1185533 J Mario Gabelli C/O Gamco Investors, Inc
One Corporate Center
Rye NY 10580
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares, Par Value $0.001 Disposition 2016-11-28 3,753 $16.42 1 No 4 S Indirect E3M, LLC
Common Shares, Par Value $0.001 Disposition 2016-11-29 1 $16.40 0 No 4 S Indirect E3M, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect E3M, LLC
No 4 S Indirect E3M, LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares, Par Value $0.001 1,796 Direct
Common Shares, Par Value $0.001 3,604 Indirect MJG Management LLC
Common Shares, Par Value $0.001 235,031 Indirect Associated Capital Group, Inc.
Common Shares, Par Value $0.001 1,895 Indirect Trust Account
Footnotes
  1. The shares reported reflect the total shares owned by E3M, LLC for which Mario J. Gabelli serves as a member.
  2. The shares reported reflect the total shares owned by MJG Management, LLC a limited liability company for which Mr. Gabelli serves as the member.
  3. The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chairman and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
  4. The shares reported reflect the total shares owned by a trust account established by Mario J. Gabelli.