Filing Details

Accession Number:
0001493152-16-015526
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-30 07:29:51
Reporting Period:
2016-11-21
Filing Date:
2016-11-30
Accepted Time:
2016-11-30 07:29:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
891417 Pen Inc. PENC Coating, Engraving & Allied Services (3470) 760273345
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1022732 J Ronald Berman 701 Brickell Avenue, Suite 1550
Miami FL 33131
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-11-21 100 $1.40 65,367 No 4 P Direct
Class A Common Stock Acquisiton 2016-11-21 363 $1.52 65,730 No 4 P Direct
Class A Common Stock Acquisiton 2016-11-21 128 $1.75 65,858 No 4 P Direct
Class A Common Stock Acquisiton 2016-11-21 72 $1.65 65,930 No 4 P Direct
Class A Common Stock Acquisiton 2016-11-21 300 $1.62 66,230 No 4 P Direct
Class A Common Stock Acquisiton 2016-11-21 500 $1.45 66,730 No 4 P Direct
Class A Common Stock Acquisiton 2016-11-21 900 $1.45 67,630 No 4 P Direct
Class A Common Stock Acquisiton 2016-11-22 500 $1.65 68,130 No 4 P Direct
Class A Common Stock Acquisiton 2016-11-23 300 $1.50 68,430 No 4 P Direct
Class A Common Stock Acquisiton 2016-11-23 500 $1.53 68,930 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct