Filing Details
- Accession Number:
- 0001062993-16-012548
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-30 07:00:20
- Reporting Period:
- 2016-11-28
- Filing Date:
- 2016-11-30
- Accepted Time:
- 2016-11-30 07:00:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1316517 | Kandi Technologies Group Inc. | KNDI | Motor Vehicles & Passenger Car Bodies (3711) | 870700927 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1405464 | Xiaoming Hu | C/O Kandi Technologies Group, Inc. Jinhua City Industrial Zone Jinhua Zhejiang Province F4 F4 321016 | President And Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-04-13 | 100,000 | $0.00 | 1,138,077 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2016-11-28 | 42,485 | $4.99 | 12,169,205 | No | 4 | P | Indirect | By Excel Vantage Group, Ltd. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | P | Indirect | By Excel Vantage Group, Ltd. |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Acquisiton | 2015-05-27 | 900,000 | $0.00 | 900,000 | $9.72 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 900,000 | 2016-05-27 | 2025-05-27 | No | 4 | A | Direct |
Footnotes
- On April 13, 2016, under the Company's 2008 Omnibus Long-Term Incentive Plan, the Company issued the reporting person a total of 100,000 shares of Company's Common Stock,vested immediately.
- On November 28, 2016, the reporting person, via Excel Vantage Group, Ltd., purchased a total of 42,485 shares of common stock from open market at an average price of $4.99.
Billionaire Hedge Funds
