Filing Details
- Accession Number:
- 0001209191-16-152342
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-29 17:49:55
- Reporting Period:
- 2016-11-25
- Filing Date:
- 2016-11-29
- Accepted Time:
- 2016-11-29 17:49:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1411494 | Apollo Global Management Llc | APO | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1375481 | J John Suydam | C/O Apollo Global Management, Llc 9 West 57Th Street, 43Rd Floor New York NY 10019 | Chief Legal Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Shares | Disposition | 2016-11-25 | 28,607 | $20.00 | 796,626 | No | 4 | S | Direct | |
Class A Shares | Disposition | 2016-11-28 | 200 | $20.00 | 796,426 | No | 4 | S | Direct | |
Class A Shares | Disposition | 2016-11-25 | 21,635 | $20.00 | 227,373 | No | 4 | S | Indirect | Suydam 2012 Family Trust |
Class A Shares | Disposition | 2016-11-28 | 200 | $20.00 | 227,173 | No | 4 | S | Indirect | Suydam 2012 Family Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | Suydam 2012 Family Trust |
No | 4 | S | Indirect | Suydam 2012 Family Trust |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $20.0000 to $20.0100, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- Reported amount includes 54,270 restricted share units ("RSUs") granted under the Apollo Global Management, LLC 2007 Omnibus Equity Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one Class A share for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by a trust for the benefit of the reporting person's spouse and children for which the reporting person's spouse is the trustee.