Filing Details
- Accession Number:
- 0000899243-16-034492
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-29 16:39:16
- Reporting Period:
- 2016-11-29
- Filing Date:
- 2016-11-29
- Accepted Time:
- 2016-11-29 16:39:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1529628 | Smart Sand Inc. | SND | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1323912 | Enrique Jose Feliciano | C/O Clearlake Capital Group, L.p. 233 Wilshire Blvd., Suite 800 Santa Monica CA 90401 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Disposition | 2016-11-29 | 564,696 | $10.34 | 13,705,511 | No | 4 | S | Indirect | See footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnotes |
Footnotes
- Represents shares sold by Clearlake Capital Partners II (Master), L.P. ("CCPII") upon the underwriters' exercise of their overallotment option in connection with the initial public offering of Smart Sand, Inc.
- Represents the offering price per share to the public, net of the underwriters' discount of $0.66.
- Prior to the closing of the initial public offering of Smart Sand, Inc. on November 9, 2016, its common stock split 2,200-for-1, resulting in the reporting persons' ownership of 14,263,720.452 additional shares of common stock prior to the sale described in Footnote (1).
- The shares are owned of record by CCPII. CCPII's general partner is Clearlake Capital Partners II GP, L.P. ("CCPII GP"). CCPII GP's general partner is Clearlake Capital Partners, LLC ("CCP"). CCP's managing member is CCG Operations, LLC. ("CCG Ops"). Mr. Feliciano and Behdad Eghbali are managers of CCG Ops. As a result, each of Mr. Feliciano, Mr. Eghbali, CCG Ops, CCPII GP and CCP may be deemed to share beneficial ownership of the reported shares.
- Mr. Feliciano expressly disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein.