Filing Details
- Accession Number:
- 0001225208-16-042345
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-29 16:25:08
- Reporting Period:
- 2016-11-28
- Filing Date:
- 2016-11-29
- Accepted Time:
- 2016-11-29 16:25:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 720005 | Raymond James Financial Inc | RJF | Security Brokers, Dealers & Flotation Companies (6211) | 591517485 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1601145 | S Tashtego Elwyn | 880 Carillon Parkway St. Petersburg FL 33716 | President - Rja | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-11-28 | 6,000 | $48.20 | 18,552 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-11-29 | 6,000 | $71.03 | 12,552 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-11-28 | 6,000 | $0.00 | 6,000 | $48.20 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,000 | 2020-11-21 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,985 | Indirect | ESOP |
Footnotes
- Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 21, 2016.
- Of the 10,000 stock options granted on 11/21/2013, 60% vested on 11/21/2016, 20% will vest on 11/21/2017 and 20% on 11/21/2018.
Billionaire Hedge Funds
