Companies 0 See All

Hedge Funds 0 See All

Insiders 0 See All

Institutional Investors 0 See All

Click here to see all results for

Home > Insider Trading > Filing (0001209191-16-152291)

Filing Details

Accession Number:: 0001209191-16-152291
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-11-29 16:15:20
Reporting Period:: 2016-11-25

Filing Date:: 2016-11-29
Accepted Time:: 2016-11-29 16:15:20
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1605997	Northern Power Systems Corp.	NPS	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1605961	R. Ciel Caldwell	C/O Northern Power Systems, Inc. 29 Pitman Road Barre VT 05641	President & Chief Exec.officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Shares	Acquisiton	2016-11-25	100,000	$0.25	112,840	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Footnotes

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.185 to $0.25, inclusive. The reporting person undertakes to provide Northern Power Systems Corp., or the staff at the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.