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Home > Insider Trading > Filing (0001209191-16-152275)

Filing Details

Accession Number:: 0001209191-16-152275
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-11-29 14:40:44
Reporting Period:: 2016-11-28

Filing Date:: 2016-11-29
Accepted Time:: 2016-11-29 14:40:44
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1056903	American States Water Co	AWR	Water Supply (4941)	954676679

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1187379	M Anne Holloway	38 Barry Lane Atherton CA 94027		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Shares	Acquisiton	2016-09-01	8	$38.85	40,696	No	4	A	Direct
Common Shares	Acquisiton	2016-11-15	99	$41.45	40,795	No	4	A	Direct
Common Shares	Disposition	2016-11-28	100	$44.16	40,695	No	4	S	Direct
Common Shares	Disposition	2016-11-28	1,400	$44.12	39,295	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	A	Direct
No	4	A	Direct
No	4	S	Direct
No	4	S	Direct

Footnotes

DER units credited on 09/01/2016 as dividend at FMV
DER units credited on 11/15/2016 as dividend at FMV