Filing Details

Accession Number:
0001171843-16-013396
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-28 21:30:14
Reporting Period:
2016-11-23
Filing Date:
2016-11-28
Accepted Time:
2016-11-28 21:30:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1365216 Sucampo Pharmaceuticals Inc. SCMP Pharmaceutical Preparations (2834) 133929237
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1370820 Matthias Alder 805 King Farm Blvd, Suite 550
Rockville MD 20850
Evp, Bus. Dev.&Lic, G.c. &Sec. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Class A Acquisiton 2016-11-23 26,000 $8.33 29,449 No 4 M Direct
Common Stock, Class A Disposition 2016-11-23 26,000 $15.77 3,449 No 4 S Direct
Common Stock, Class A Acquisiton 2016-11-25 99,025 $8.33 102,474 No 4 M Direct
Common Stock, Class A Disposition 2016-11-25 99,025 $15.88 3,449 No 4 S Direct
Common Stock, Class A Acquisiton 2016-11-28 24,975 $8.33 28,424 No 4 M Direct
Common Stock, Class A Disposition 2016-11-28 24,975 $16.73 3,449 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Employee Stock Option (right to buy) Disposition 2016-11-23 26,000 $0.00 26,000 $8.33
Class A Common Stock Employee Stock Option (right to buy) Disposition 2016-11-25 99,025 $0.00 99,025 $8.33
Class A Common Stock Employee Stock Option (right to buy) Disposition 2016-11-28 24,975 $0.00 24,975 $8.33
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
386,500 2024-10-27 No 4 M Direct
287,475 2024-10-27 No 4 M Direct
262,500 2024-10-27 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.65 to $15.88, inclusive. The reporting person will, upon request, provide Sucampo Pharmaceuticals, Inc., any security holder of Sucampo Pharmaceuticals, Inc. or the staff of the Securities and Exchange Commission full information regarding the number of shares sold at each separate price within the range.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.40 to $16.20, inclusive. The reporting person will, upon request, provide Sucampo Pharmaceuticals, Inc., any security holder of Sucampo Pharmaceuticals, Inc. or the staff of the Securities and Exchange Commission full information regarding the number of shares sold at each separate price within the range.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.15 to $17.45, inclusive. The reporting person will, upon request, provide Sucampo Pharmaceuticals, Inc., any security holder of Sucampo Pharmaceuticals, Inc. or the staff of the Securities and Exchange Commission full information regarding the number of shares sold at each separate price within the range.
  4. 62,996 options became exercisable on 10/27/15, and 62,996 options became exercisable on 10/27/16.