Filing Details
- Accession Number:
- 0001403431-16-000105
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-28 20:28:00
- Reporting Period:
- 2016-11-23
- Filing Date:
- 2016-11-28
- Accepted Time:
- 2016-11-28 20:28:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1403431 | Heritage-Crystal Clean Inc. | HCCI | Sanitary Services (4950) | 260351454 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1428787 | Gregory Ray | C/O Heritage-Crystal Clean, Inc. 2175 Point Boulevard, Suite 275 Elgin IL 60123 | Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-11-23 | 4,355 | $11.50 | 161,953 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-11-23 | 4,355 | $16.00 | 157,598 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-11-25 | 1,757 | $11.50 | 159,355 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-11-25 | 645 | $16.00 | 158,710 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-11-25 | 1,112 | $16.40 | 157,598 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-11-28 | 3,888 | $11.50 | 161,486 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-11-28 | 3,888 | $16.40 | 157,598 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-11-23 | 4,355 | $0.00 | 4,355 | $11.50 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-11-25 | 1,757 | $0.00 | 1,757 | $11.50 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-11-28 | 3,888 | $0.00 | 3,888 | $11.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 122,909 | 2018-03-17 | No | 4 | M | Direct | |
| 121,152 | 2018-03-17 | No | 4 | M | Direct | |
| 117,264 | 2018-03-17 | No | 4 | M | Direct |
Footnotes
- Fully vested.
Billionaire Hedge Funds
