Filing Details
- Accession Number:
- 0001213900-16-018993
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-28 20:24:57
- Reporting Period:
- 2016-11-23
- Filing Date:
- 2016-11-28
- Accepted Time:
- 2016-11-28 20:24:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1314223 | Amber Road Inc. | AMBR | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1113583 | Co Investment 2000 Fund Lp | 150 N Radnor Chester Rd #150 Radnor PA 19087 | No | No | Yes | No | |
1165410 | Cross Atlantic Technology Fund Ii Lp | 150 N Radnor Chester Rd #150 Randnor PA 19087 | No | No | Yes | No | |
1254180 | Xatf Management Ii Lp | 150 N Radnor Chester Rd #150 Radnor PA 19087 | No | No | Yes | No | |
1297591 | Co-Invest Capital Partners Inc | 150 N Radnor Chester Rd #150 Radnor PA 19087 | No | No | Yes | No | |
1297592 | Co-Invest Management Lp | 150 N Radnor Chester Rd #150 Radnor PA 19087 | No | No | Yes | No | |
1418340 | Cross Atlantic Capital Partners, Inc. | 150 N Radnor Chester Rd #150 Radnor PA 19087 | No | No | Yes | No | |
1431931 | Co-Investment Fund Ii, L.p. | 150 N Radnor Chester Rd #150 Radnor PA 19087 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.001 Par Value Per Share | Disposition | 2016-11-23 | 202,038 | $11.81 | 3,944,639 | No | 4 | S | Indirect | By Funds |
Common Stock, $0.001 Par Value Per Share | Disposition | 2016-11-28 | 187,750 | $11.66 | 3,756,899 | No | 4 | S | Indirect | By Funds |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Funds |
No | 4 | S | Indirect | By Funds |
Footnotes
- The sale of the shares was made by Cross Atlantic Technology Fund II, L.P. in connection with its maturity and its obligation to make distributions to its partners.
- Consists of 340,861 shares (after sale on November 23, 2016) and 153,111 shares (after sale on November 28, 2016) held by Cross Atlantic Technology Fund, II, L.P., 1,610,880 shares held by The Co-Investment Fund II, L.P. and 1,922,898 shares held by The Co-Investment 2000 Fund, L.P. (the "Funds"). Donald R. Caldwell, a director of the Issuer, is a director, shareholder and officer of Cross Atlantic Capital Partners II, Inc., which is the general partner of XATF Management II, L.P., which is the general partner of Cross Atlantic Technology Fund II, L.P. Donald R. Caldwell, is director, shareholder and officer of Co-Invest Capital Partners, Inc., which is the general partner Co-Invest Management, L.P., which is the general partner of The Co-Investment 2000 Fund, L.P. Donald R. Caldwell is a director, shareholder and officer of Co-Invest Capital Partners II, Inc., which is the general partner of Co-Invest Management II, L.P., which is the general partner of The Co-Investment Fund II, L.P.