Filing Details

Accession Number:
0000899243-16-034445
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-28 17:27:33
Reporting Period:
2016-11-23
Filing Date:
2016-11-28
Accepted Time:
2016-11-28 17:27:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1331520 Home Bancshares Inc HOMB () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1221852 R Alex Lieblong P.o. Box 966
Conway AR 72033
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-11-23 200,000 $26.75 924,778 No 4 S Indirect By Key Colony Fund (hedge fund managing partner)
Common Stock Disposition 2016-11-25 36,000 $26.57 888,778 No 4 S Indirect By Key Colony Fund (hedge fund managing partner)
Common Stock Disposition 2016-11-28 150,000 $26.17 738,778 No 4 S Indirect By Key Colony Fund (hedge fund managing partner)
Common Stock Acquisiton 2016-11-28 1,425 $1.96 806,429 No 4 M Direct
Common Stock Acquisiton 2016-11-28 2,850 $2.10 809,279 No 4 M Direct
Common Stock Acquisiton 2016-11-28 3,123 $2.46 812,402 No 4 M Direct
Common Stock Acquisiton 2016-11-28 2,850 $2.66 815,252 No 4 M Direct
Common Stock Acquisiton 2016-11-28 4,752 $4.30 820,004 No 4 M Direct
Common Stock Disposition 2016-11-28 15,000 $25.71 805,004 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Key Colony Fund (hedge fund managing partner)
No 4 S Indirect By Key Colony Fund (hedge fund managing partner)
No 4 S Indirect By Key Colony Fund (hedge fund managing partner)
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2016-11-28 1,425 $0.00 1,425 $1.96
Common Stock Stock Option Disposition 2016-11-28 2,850 $0.00 2,850 $2.10
Common Stock Stock Option Disposition 2016-11-28 3,123 $0.00 3,123 $2.46
Common Stock Stock Option Disposition 2016-11-28 2,850 $0.00 2,850 $2.66
Common Stock Stock Option Disposition 2016-11-28 4,752 $0.00 4,752 $4.30
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
0 No 4 M Direct
1,152 No 4 M Direct
2,851 No 4 M Direct
0 2018-01-09 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock - Restricted 4,000 Direct
Footnotes
  1. Restricted Stock granted on January 25, 2016 will "cliff" vest 100% three years from award date.
  2. Restricted Stock granted on January 16, 2015 will "cliff" vest 100% three years from award date.
  3. The option is exercisable in five equal annual installments. None of the issued option is now remaining. The remaining option became exercisable on December 31, 2006 and would have expired on December 31, 2016.
  4. The option is exercisable in five equal annual installments. None of the issued option is now remaining. The first 20% of the remaining option became exercisable on December 31, 2006 and would have expired on December 31, 2016. The last 20% of the remaining option became exercisable on December 31, 2007 and would have expired on December 31, 2017.
  5. The option is exercisable in five equal annual installments. The remaining option became exercisable on December 31, 2008 and expires on December 31, 2018.
  6. The option is exercisable in five equal annual installments. 40% of the issued option is remaining. The first 20% of the remaining option became exercisable on December 31, 2008 and expires on December 31, 2018. The last 20% of the remaining option became exercisable on December 31, 2009 and expires on December 31, 2019.
  7. The option is exercisable in five equal annual installments beginning on January 10, 2009.