Filing Details
- Accession Number:
- 0000899243-16-034445
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-28 17:27:33
- Reporting Period:
- 2016-11-23
- Filing Date:
- 2016-11-28
- Accepted Time:
- 2016-11-28 17:27:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1331520 | Home Bancshares Inc | HOMB | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1221852 | R Alex Lieblong | P.o. Box 966 Conway AR 72033 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-11-23 | 200,000 | $26.75 | 924,778 | No | 4 | S | Indirect | By Key Colony Fund (hedge fund managing partner) |
Common Stock | Disposition | 2016-11-25 | 36,000 | $26.57 | 888,778 | No | 4 | S | Indirect | By Key Colony Fund (hedge fund managing partner) |
Common Stock | Disposition | 2016-11-28 | 150,000 | $26.17 | 738,778 | No | 4 | S | Indirect | By Key Colony Fund (hedge fund managing partner) |
Common Stock | Acquisiton | 2016-11-28 | 1,425 | $1.96 | 806,429 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2016-11-28 | 2,850 | $2.10 | 809,279 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2016-11-28 | 3,123 | $2.46 | 812,402 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2016-11-28 | 2,850 | $2.66 | 815,252 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2016-11-28 | 4,752 | $4.30 | 820,004 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-11-28 | 15,000 | $25.71 | 805,004 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Key Colony Fund (hedge fund managing partner) |
No | 4 | S | Indirect | By Key Colony Fund (hedge fund managing partner) |
No | 4 | S | Indirect | By Key Colony Fund (hedge fund managing partner) |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Disposition | 2016-11-28 | 1,425 | $0.00 | 1,425 | $1.96 |
Common Stock | Stock Option | Disposition | 2016-11-28 | 2,850 | $0.00 | 2,850 | $2.10 |
Common Stock | Stock Option | Disposition | 2016-11-28 | 3,123 | $0.00 | 3,123 | $2.46 |
Common Stock | Stock Option | Disposition | 2016-11-28 | 2,850 | $0.00 | 2,850 | $2.66 |
Common Stock | Stock Option | Disposition | 2016-11-28 | 4,752 | $0.00 | 4,752 | $4.30 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | M | Direct | ||
0 | No | 4 | M | Direct | ||
1,152 | No | 4 | M | Direct | ||
2,851 | No | 4 | M | Direct | ||
0 | 2018-01-09 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock - Restricted | 4,000 | Direct |
Footnotes
- Restricted Stock granted on January 25, 2016 will "cliff" vest 100% three years from award date.
- Restricted Stock granted on January 16, 2015 will "cliff" vest 100% three years from award date.
- The option is exercisable in five equal annual installments. None of the issued option is now remaining. The remaining option became exercisable on December 31, 2006 and would have expired on December 31, 2016.
- The option is exercisable in five equal annual installments. None of the issued option is now remaining. The first 20% of the remaining option became exercisable on December 31, 2006 and would have expired on December 31, 2016. The last 20% of the remaining option became exercisable on December 31, 2007 and would have expired on December 31, 2017.
- The option is exercisable in five equal annual installments. The remaining option became exercisable on December 31, 2008 and expires on December 31, 2018.
- The option is exercisable in five equal annual installments. 40% of the issued option is remaining. The first 20% of the remaining option became exercisable on December 31, 2008 and expires on December 31, 2018. The last 20% of the remaining option became exercisable on December 31, 2009 and expires on December 31, 2019.
- The option is exercisable in five equal annual installments beginning on January 10, 2009.