Filing Details
- Accession Number:
- 0001156375-16-000256
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-28 17:27:20
- Reporting Period:
- 2016-11-25
- Filing Date:
- 2016-11-28
- Accepted Time:
- 2016-11-28 17:27:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1156375 | Cme Group Inc. | CME | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 364459170 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1212809 | A Terrence Duffy | 20 S. Wacker Drive Chicago IL 60606 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock Class A | Acquisiton | 2016-11-25 | 17,375 | $105.90 | 127,739 | No | 4 | M | Direct | |
Common Stock Class A | Disposition | 2016-11-25 | 17,375 | $112.58 | 110,364 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock Class A | Non-Qualified Stock Option (right to buy) | Disposition | 2016-11-25 | 17,375 | $0.00 | 17,375 | $105.90 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-12-15 | 2016-12-15 | No | 4 | M | Direct |
Footnotes
- On November 25, 2016, Mr. Duffy sold an aggregate of 17,375 shares of CME Group Class A common stock. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were: $112.55 to $112.61. The Company maintains a record of the transactions and copies will be provided upon request.
- As of December 15, 2011, this option vested with respect to 100% of the granted number of shares covered by the option.