Filing Details
- Accession Number:
- 0000947871-16-001725
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-28 17:14:50
- Reporting Period:
- 2016-11-28
- Filing Date:
- 2016-11-28
- Accepted Time:
- 2016-11-28 17:14:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1438731 | Alj Regional Holdings Inc | ALJJ | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1094988 | M Jess Ravich | 244 Madison Avenue, Pmb #358 New York NY 10016 | Executive Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-11-28 | 5,000 | $4.35 | 5,058,751 | No | 4 | S | Indirect | By Exemption Trust under the Ravich Revocable Trust of 1989 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Exemption Trust under the Ravich Revocable Trust of 1989 |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016
- Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $4.30-$4.40