Filing Details
- Accession Number:
- 0001140361-16-087953
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-28 16:38:28
- Reporting Period:
- 2016-11-25
- Filing Date:
- 2016-11-28
- Accepted Time:
- 2016-11-28 16:38:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1332551 | Resource Capital Corp. | RSO | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1191803 | P Jeffrey Cohen | One Crescent Drive, Suite 203 Philadelphia PA 19112 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-11-25 | 2,500 | $8.93 | 9,500 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2016-11-28 | 2,500 | $0.00 | 12,000 | No | 4 | P | Direct | |
8.25% Series B Cumulative Redeemable Preferred Stock | Acquisiton | 2016-11-28 | 1,000 | $0.00 | 1,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- On November 28, 2016, the reporting person purchased, in multiple transactions, a total of 2,500 shares of common stock of Resource Capital Corp. ("RSO") at prices ranging from $8.68 to $8.87.
- On November 28, 2016, the reporting person purchased, in multiple transactions, a total of 1,000 shares of 8.25% Series B Cumulative Redeemable Preferred Stock of RSO at prices ranging from $21.80 to $22.00.