Filing Details
- Accession Number:
- 0000899243-16-034419
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-28 09:00:50
- Reporting Period:
- 2016-11-23
- Filing Date:
- 2016-11-28
- Accepted Time:
- 2016-11-28 09:00:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1383414 | Pennantpark Investment Corp | PNNT | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1284937 | H Arthur Penn | 590 Madison Avenue 15Th Floor New York NY 10022 | Chairman And Ceo / Investment | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-11-23 | 10,000 | $7.09 | 439,923 | No | 4 | P | Indirect | By Pennant Park Investment Advisers, LLC |
Common Stock | Acquisiton | 2016-11-25 | 10,000 | $7.23 | 449,923 | No | 4 | P | Indirect | By Pennant Park Investment Advisers, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Pennant Park Investment Advisers, LLC |
No | 4 | P | Indirect | By Pennant Park Investment Advisers, LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 183,400 | Direct |
Footnotes
- Mr. Penn is the Managing Member of Pennant Park Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the Pennant Park Investment Advisers, LLC.