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Filing Details

Accession Number:: 0001183755-16-000019
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-11-28 08:58:24
Reporting Period:: 2016-11-23

Filing Date:: 2016-11-28
Accepted Time:: 2016-11-28 08:58:24
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1069258	Kratos Defense & Security Solutions Inc.	KTOS	Guided Missiles & Space Vehicles & Parts (3760)	133818604

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1095761	P L Ix Partners Investment Oak	901 Main Avenue Suite 600 Norwalk CT 06851	No	No	Yes	No
1112125	Oak Ix Affiliates Fund A Lp	901 Main Avenue Suite 600 Norwalk CT 06851	No	No	Yes	No
1112201	Oak Ix Affiliates Fund Lp	901 Main Avenue Suite 600 Norwalk CT 06851	No	No	Yes	No
1131676	Partnership Ltd X Partners Investment Oak	901 Main Avenue Suite 600 Norwalk CT 06851	No	No	Yes	No
1143824	Oak X Affiliates Fund Lp	901 Main Avenue Suite 600 Norwalk CT 06851	No	No	Yes	No
1183755	L Bandel Carano	C/O Oak Investment Partners 901 Main Avenue, Suite 600 Norwalk CT 06851	Yes	No	Yes	No
1466232	Oak Investment Partners Xiii, Limited Partnership	901 Main Avenue Suite 600 Norwalk CT 06851	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-11-23	833,000	$6.00	13,264,443	No	4	P	Indirect	SEE FOOTNOTES

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	SEE FOOTNOTES

Footnotes

The 13,264,443 shares of Common Stock are directly owned as follows:(i)11,000,000 shares directly owned by Oak Investment Partners XIII, Limited Partnership ("Oak XIII"), (ii)267,786 shares directly owned by Oak Investment Partners IX, Limited Partnership ("Oak IX"), (iii)2,853 shares directly owned by Oak IX Affiliates Fund, Limited Partnership ("Oak IX Affiliates"), (iv)6,427 shares directly owned by Oak IX Affiliates Fund-A, Limited Partnership ("Oak IX Affiliates-A"), (v)1,359,457 shares directly owned by Oak Investment Partners X, Limited Partnership ("Oak X") of which 819,839 shares were purchased pursuant to a public offering of the Issuer that closed on November 23, 2016, (vi)21,822 shares directly owned by Oak X Affiliates Fund, Limited Partnership of which 13,161 shares were purchased pursuant to a public offering of the Issuer that closed on November 23, 2016 ("Oak X Affiliates", together with Oak XIII, Oak IX, Oak IX Affiliates, Oak IX Affiliates-A, and Oak X, "Oak Funds").
Continuation of Footnote 1 - (vii) 606,098 shares directly owned by Bandel L. Carano, a Director of Kratos Defense & Security Solutions, Inc. No other reporting person has any pecuniary interest in these shares.
Mr. Carano a Managing Member of (i) Oak Associates XIII, LLC, the General Partner of Oak XIII, (ii) Oak Associates IX, LLC, the General Partner of Oak IX, (iii) Oak IX Affiliates, LLC, the General Partner of each of Oak IX Affiliates and Oak IX Affiliates-A, (iv) Oak Associates X, LLC, the General Partner of Oak X, and (v) Oak X Affiliates, LLC, the General Partner of Oak X Affiliates.