Filing Details

Accession Number:
0001179110-16-032110
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-25 16:42:52
Reporting Period:
2016-11-23
Filing Date:
2016-11-25
Accepted Time:
2016-11-25 16:42:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1324410 Guaranty Bancorp GBNK () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1197257 Iii M John Eggemeyer 1331 17Th Street, Ste. 200
Denver CO 80202
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Voting Common Stock Disposition 2016-11-23 1,000,000 $20.75 429,849 No 4 S Indirect By Castle Creek Capital Partners IV, LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Castle Creek Capital Partners IV, LP
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Voting Common Stock 8,682 Indirect By Castle Creek Advisors IV LP
Voting Common Stock 4,224 Direct
Voting Common Stock 76,142 Indirect By Self as Trustee of the Eggemeyer Family Trust
Voting Common Stock 48,000 Indirect By IRA
Non-Voting Common Stock 1,019,000 Indirect By Castle Creek Capital Partners IV, LP
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.75 to $21.09, inclusive. The reporting person undertakes to provide to Guaranty Bancorp, any security holder of Guaranty Bancorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.