Filing Details
- Accession Number:
- 0000754673-16-000151
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-25 10:13:50
- Reporting Period:
- 2016-11-22
- Filing Date:
- 2016-11-25
- Accepted Time:
- 2016-11-25 10:13:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 754673 | Suffolk Bancorp | SCNB | National Commercial Banks (6021) | 112708279 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1554814 | P Jeanne Kelley | C/O Suffolk Bancorp 4 West Second Street, Po Box 9000 Riverhead NY 11901 | Evp & Chief Risk Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Suffolk Bancorp Common Stock | Acquisiton | 2016-11-22 | 1,000 | $32.90 | 12,708 | No | 4 | M | Direct | |
| Suffolk Bancorp Common Stock | Acquisiton | 2016-11-22 | 1,000 | $31.18 | 13,708 | No | 4 | M | Direct | |
| Suffolk Bancorp Common Stock | Acquisiton | 2016-11-22 | 1,000 | $28.30 | 14,708 | No | 4 | M | Direct | |
| Suffolk Bancorp Common Stock | Disposition | 2016-11-22 | 3,000 | $40.78 | 11,708 | No | 4 | S | Direct | |
| Suffolk Bancorp Common Stock | Acquisiton | 2016-11-23 | 4 | $39.67 | 11,712 | No | 5 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 5 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Suffolk Bancorp Common Stock | Suffolk Bancorp Option | Disposition | 2016-11-22 | 1,000 | $0.00 | 1,000 | $32.90 |
| Suffolk Bancorp Common Stock | Suffolk Bancorp Option | Disposition | 2016-11-22 | 1,000 | $0.00 | 1,000 | $31.18 |
| Suffolk Bancorp Common Stock | Suffolk Bancorp Option | Disposition | 2016-11-22 | 1,000 | $0.00 | 1,000 | $28.30 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2008-01-29 | 2017-01-29 | No | 4 | M | Direct |
| 0 | 2009-01-28 | 2018-01-28 | No | 4 | M | Direct |
| 0 | 2010-01-20 | 2019-01-20 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Suffolk Bancorp Common Stock | 1,470 | Indirect | Spouse |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Suffolk Bancorp Common Stock | Suffolk Bancorp Option | $16.56 | 2014-06-26 | 2023-06-26 | 1,267 | 1,267 | Direct |
| Suffolk Bancorp Common Stock | Suffolk Bancorp Option | $16.56 | 2015-06-26 | 2023-06-26 | 1,667 | 1,667 | Direct |
| Suffolk Bancorp Common Stock | Suffolk Bancorp Option | $16.56 | 2016-06-26 | 2023-06-26 | 1,666 | 1,666 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2023-06-26 | 1,267 | 1,267 | Direct |
| 2023-06-26 | 1,667 | 1,667 | Direct |
| 2023-06-26 | 1,666 | 1,666 | Direct |
Footnotes
- Stock Appreciation Rights
Billionaire Hedge Funds
