Filing Details
- Accession Number:
- 0001127602-16-068389
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-23 18:38:16
- Reporting Period:
- 2016-11-21
- Filing Date:
- 2016-11-23
- Accepted Time:
- 2016-11-23 18:38:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
104169 | Wal Mart Stores Inc | WMT | Retail-Variety Stores (5331) | 710415188 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1335782 | Douglas C Mcmillon | 702 S.w. 8Th Street Bentonville AR 72716-0215 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-11-21 | 75,063 | $47.96 | 867,199 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-11-21 | 75,063 | $69.08 | 792,136 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | Disposition | 2016-11-21 | 75,063 | $0.00 | 75,063 | $47.96 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2017-01-21 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,646 | Indirect | By 401(k) |
Common Stock | 5,194 | Indirect | By Wife as UGMA Custodian for Children |
Common | 75,954 | Indirect | By Trust for Children |
Common | 75,374 | Indirect | By Wife's Trust for Children |
Common | 1,741 | Indirect | By Trust for Wife |
Footnotes
- These shares were acquired by the Reporting Person upon the exercise of stock options as reported in Table II of this Form 4. The expiration date for such options was January 21, 2017. A portion of the proceeds from the sale of these shares was used to cover the exercise price and applicable tax withholding, fees, and commissions. The Reporting Person elected to receive the remainder of the proceeds of the sale of the 75,063 shares in the form of cash. Therefore, there was no net increase or reduction in the Reporting Person's share ownership.
- Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. Associate Stock Purchase Plan.
- These shares were acquired by the Reporting Person upon the exercise of stock options as reported in Table II of this Form 4. The expiration date for such options was January 21, 2017. A portion of the proceeds from the sale of these shares was used to cover the exercise price and applicable tax withholding, fees, and commissions. The Reporting Person elected to receive the remainder of the proceeds of the sale of the 75,063 shares in the form of cash. Therefore, there was no net increase or reduction in the Reporting Person's share ownership.
- Balance adjusted to reflect shares acquired through the Walmart 401(k) Plan.
- The option is exercisable in five equal annual installments beginning on January 22, 2008.