Filing Details
- Accession Number:
- 0001221432-16-000173
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-23 15:25:41
- Reporting Period:
- 2016-11-22
- Filing Date:
- 2016-11-23
- Accepted Time:
- 2016-11-23 15:25:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1299033 | Calamos Asset Management Inc. | CLMS | Security Brokers, Dealers & Flotation Companies (6211) | 320122554 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1650031 | Robert Behan | 2020 Calamos Court Naperville IL 60563 | Pres., Head Of Global Distrib. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2016-11-22 | 0 | $7.12 | 232,252 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2016-11-22 | 633 | $7.11 | 232,885 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- Total represents 30,641.6607 shares of Class A Common Stock and 202,243 Restricted Stock Units (which will be settled solely in shares of Class A Common Stock).