Filing Details
- Accession Number:
- 0000009984-16-000203
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-23 14:20:09
- Reporting Period:
- 2016-11-22
- Filing Date:
- 2016-11-23
- Accepted Time:
- 2016-11-23 14:20:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 9984 | Barnes Group Inc | B | Miscellaneous Fabricated Metal Products (3490) | 060247840 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1307654 | Patrick Dempsey | Barnes Group Inc. 123 Main Street Bristol CT 06010 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-11-22 | 24,600 | $15.27 | 251,189 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-11-22 | 16,400 | $20.69 | 267,589 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-11-22 | 9,621 | $26.59 | 277,210 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-11-22 | 50,621 | $46.20 | 226,589 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option-RIght to Buy | Disposition | 2016-11-22 | 24,600 | $0.00 | 24,600 | $15.27 |
| Common Stock | Employee Stock Option-RIght to Buy | Disposition | 2016-11-22 | 16,400 | $0.00 | 16,400 | $20.69 |
| Common Stock | Employee Stock Option-RIght to Buy | Disposition | 2016-11-22 | 9,621 | $0.00 | 9,621 | $26.59 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-02-08 | No | 4 | M | Direct | |
| 0 | 2021-02-09 | No | 4 | M | Direct | |
| 3,379 | 2022-02-08 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 4,162 | Indirect | By Company's 401(k) Plan |
Footnotes
- Includes balances of 5399 Restricted Stock Units granted 2/12/2014, 1033 granted 2/12/2014, 15866 granted 2/11/2015 and 26000 granted 2/10/2016, that are subject to forfeiture if certain events occur.
- The option vests in three equal installments on August 8, 2011, 2012 and 2013.
- 1 for 1.
- The option vests in three equal installments on August 9, 2012, 2013 and 2014.
- The option vests in three equal installments on August 8, 2013, 2014 and 2015.
Billionaire Hedge Funds
