Filing Details
- Accession Number:
- 0000720672-16-000178
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-23 14:07:50
- Reporting Period:
- 2016-11-22
- Filing Date:
- 2016-11-23
- Accepted Time:
- 2016-11-23 14:07:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 720672 | Stifel Financial Corp | SF | Security Brokers, Dealers & Flotation Companies (6211) | 431273600 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1380492 | B. Thomas Michaud | 787 Seventh Avenue New York NY 10019 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-11-22 | 1,964 | $47.57 | 100,553 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2016-11-22 | 12,571 | $50.20 | 87,982 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Phantom Stock Units | $0.00 | 70,218 | 70,218 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 70,218 | 70,218 | Direct |
Footnotes
- Constitutes a portion of shares which vested on November 22, 2016 that were withheld from reporting person on November 22, 2016 in order to comply with applicable tax regulations. Total value of shares withheld equals estimated taxes due as a reult of all vesting events.
- Units vest in 20% increments over a five year period.
- No expiration date for these Units.
Billionaire Hedge Funds
