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Home > Insider Trading > Filing (0000720672-16-000176)

Filing Details

Accession Number:: 0000720672-16-000176
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-11-23 14:05:39
Reporting Period:: 2016-11-22

Filing Date:: 2016-11-23
Accepted Time:: 2016-11-23 14:05:39
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
720672	Stifel Financial Corp	SF	Security Brokers, Dealers & Flotation Companies (6211)	431273600

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1392580	A Ben Plotkin	787 7Th Avenue New York NY 33477	Vice Chairman	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2016-11-22	15,000	$50.20	123,309	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Phantom Stock Units	$0.00			42,541	42,541	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	42,541	42,541	Direct

Footnotes

Units vest in 20% increments over a five year period.
No expiration date for these Units.