Filing Details
- Accession Number:
- 0000720672-16-000171
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-23 14:03:53
- Reporting Period:
- 2016-11-22
- Filing Date:
- 2016-11-23
- Accepted Time:
- 2016-11-23 14:03:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 720672 | Stifel Financial Corp | SF | Security Brokers, Dealers & Flotation Companies (6211) | 431273600 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1203674 | J Ronald Kruszewski | One Financial Plaza 501 N. Broadway St. Louis MO 63102-2102 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-11-22 | 100,000 | $50.20 | 917,537 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-11-22 | 8,675 | $0.00 | 908,862 | No | 4 | G | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | G | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,500 | Indirect | by Daughter |
| Common Stock | 3,000 | Indirect | by Son |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Phantom Stock Units | $0.00 | 359,197 | 359,197 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 359,197 | 359,197 | Direct |
Footnotes
- Units vest in 20% increments over a five year period.
- No expiration date for these Units.
Billionaire Hedge Funds
