Filing Details
- Accession Number:
- 0001273412-16-000160
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-23 13:53:03
- Reporting Period:
- 2016-11-23
- Filing Date:
- 2016-11-23
- Accepted Time:
- 2016-11-23 13:53:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1050743 | Peapack Gladstone Financial Corp | PGC | Commercial Banks, Nec (6029) | 223537895 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1477501 | A Vincent Spero | 500 Hills Drive, Suite 300 Po Box 700 Bedminster NJ 07921 | Evp & Chief Lending Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-11-23 | 3,000 | $11.91 | 59,290 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-11-23 | 3,000 | $26.28 | 56,290 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2016-11-23 | 3,000 | $0.00 | 3,000 | $11.91 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-11-19 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 16,170 | Indirect | 401K Plan/Profit Sharing |
| Common Stock | 2,207 | Indirect | Employee Stock Purchase Plan |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | $27.01 | 2018-06-02 | 1,050 | 1,050 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-06-02 | 1,050 | 1,050 | Direct |
Footnotes
- The options are exercisable in five equal annual installments on November 19, 2010, 2011, 2012, 2013 and 2014.
- The options are exercisable in five equal annual installments on June 2, 2009, 2010, 2011, 2012 and 2013.
- Includes 401K contributions used to purchase PGC stock each payroll period.
- Option grant has no purchase or sale price
Billionaire Hedge Funds
