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Home > Insider Trading > Filing (0001225208-16-042181)

Filing Details

Accession Number:: 0001225208-16-042181
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-11-23 13:41:23
Reporting Period:: 2016-11-22

Filing Date:: 2016-11-23
Accepted Time:: 2016-11-23 13:41:23
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
316709	Schwab Charles Corp	SCHW	Security Brokers, Dealers & Flotation Companies (6211)	943025021

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1564429	J. Bernard Clark	211 Main Street San Francisco CA 94105	Evp - Advisor Services	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-11-22	23,500	$11.75	76,232	No	4	M	Indirect	by Trust
Common Stock	Acquisiton	2016-11-22	22,194	$12.45	98,426	No	4	M	Indirect	by Trust
Common Stock	Acquisiton	2016-11-22	17,562	$13.91	115,988	No	4	M	Indirect	by Trust
Common Stock	Disposition	2016-11-22	17,562	$38.14	98,426	No	4	S	Indirect	by Trust
Common Stock	Disposition	2016-11-22	22,194	$38.14	76,232	No	4	S	Indirect	by Trust
Common Stock	Disposition	2016-11-22	23,500	$38.14	52,732	No	4	S	Indirect	by Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Indirect	by Trust
No	4	M	Indirect	by Trust
No	4	M	Indirect	by Trust
No	4	S	Indirect	by Trust
No	4	S	Indirect	by Trust
No	4	S	Indirect	by Trust

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Nonqualified Stock Option (right to buy)	Disposition	2016-11-22	17,562	$0.00	17,562	$13.91
Common Stock	Nonqualified Stock Option (right to buy)	Disposition	2016-11-22	22,194	$0.00	22,194	$12.45
Common Stock	Nonqualified Stock Option (right to buy)	Disposition	2016-11-22	23,500	$0.00	23,500	$11.75

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2013-03-01	2022-03-01	No	4	M	Direct
0	2013-08-01	2022-08-01	No	4	M	Direct
0	2012-11-01	2021-11-01	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	3,403	Indirect	by 401(k)
Common Stock	610	Indirect	by ESOP

Footnotes

This transaction was executed in multiple trades at prices ranging from $38.07 to $38.20. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.