Home > Insider Trading > Filing (0001209191-16-151901)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1012620	Genesee & Wyoming Inc	GWR	Railroads, Line-Haul Operating (4011)	060984624

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1241524	C John Hellmann	C/O Genesee &Amp; Wyoming Inc. 20 West Avenue Darien CT 06820	Chief Exec. Officer & Pres.	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock, $.01 Par Value	Acquisiton	2016-11-22	12,514	$61.07	361,611	No	4	M	Direct
Class A Common Stock, $.01 Par Value	Disposition	2016-11-22	11,317	$76.18	350,294	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock, $.01 Par Value	Stock Option (Right to Buy)	Disposition	2016-11-22	12,514	$0.00	12,514	$61.07

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2016-11-29	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock, $.01 Par Value	55,555	Indirect	By Trust

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock, $.01 Par Value	Class B Common Stock, $.01 par value	$0.00			0	1,872	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	0	1,872	Direct

Footnotes

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2015.
The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported in this Form 4.
Represents the weighted average sales price for the price increments ranging from $75.80 to $76.50.
Held by a trust of which Mr. Hellmann is investment trustee for the benefit of family members of Mr. Hellmann.
This option award was granted under the Genesee & Wyoming Inc. Third Amended and Restated 2004 Omnibus Incentive Plan and vested in three equal annual installments, beginning February 28, 2012.
This Class B Common Stock is not registered pursuant to Section 12 of the Act. However, each share of Class B Common Stock is freely convertible into one share of Class A Common Stock.