Home > Insider Trading > Filing (0001209191-16-151799)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
917273	Rambus Inc	RMBS	Semiconductors & Related Devices (3674)	943112828

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1570465	Jae Kim	1050 Enterprise Way, Suite 700 Sunnyvale CA 94089	Svp & Gc	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2016-11-21	496	$7.31	91,831	No	4	M	Direct
Common Stock	Acquisiton	2016-11-21	2,433	$5.46	94,264	No	4	M	Direct
Common Stock	Acquisiton	2016-11-21	1,460	$5.46	95,724	No	4	M	Direct
Common Stock	Acquisiton	2016-11-21	242	$5.63	95,966	No	4	M	Direct
Common Stock	Acquisiton	2016-11-21	111	$5.63	96,077	No	4	M	Direct
Common Stock	Acquisiton	2016-11-21	4,335	$8.76	100,412	No	4	M	Direct
Common Stock	Disposition	2016-11-21	9,851	$13.35	90,561	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy)	Disposition	2016-11-21	496	$0.00	1,486	$7.31
Common Stock	Employee Stock Option (right to buy)	Disposition	2016-11-21	2,433	$0.00	7,297	$5.46
Common Stock	Employee Stock Option (right to buy)	Disposition	2016-11-21	1,460	$0.00	4,378	$5.46
Common Stock	Employee Stock Option (right to buy)	Disposition	2016-11-21	242	$0.00	727	$5.63
Common Stock	Employee Stock Option (right to buy)	Disposition	2016-11-21	111	$0.00	331	$5.63
Common Stock	Employee Stock Option (right to buy)	Disposition	2016-11-21	4,335	$0.00	24,743	$8.76

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
990	2022-02-01	No	4	M	Direct
4,864	2023-02-01	No	4	M	Direct
2,918	2023-02-01	No	4	M	Direct
485	2020-08-02	No	4	M	Direct
220	2021-02-01	No	4	M	Direct
20,408	2024-02-03	No	4	M	Direct

Footnotes

The sales reported on this Form 4 are pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 21, 2016.
The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $13.19 to $13.48. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
Ten percent of the shares subject to the option vested on August 1, 2012 and the remaining shares vested monthly thereafter until fully vested on February 1, 2016.
Ten percent of the shares subject to the option vested on August 1, 2013 and the remaining shares vested monthly thereafter until fully vested on February 1, 2017.
One-third of the shares subject to the option vested on June 22, 2013 and the remaining shares vested monthly thereafter until fully vested on June 22, 2015.
Ten percent of the shares subject to the option vested on August 3, 2014 and the remaining shares vested monthly thereafter until fully vested on February 3, 2018.