Filing Details
- Accession Number:
- 0001195839-16-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-22 18:51:53
- Reporting Period:
- 2016-11-18
- Filing Date:
- 2016-11-22
- Accepted Time:
- 2016-11-22 18:51:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1078271 | Extreme Networks Inc | EXTR | Computer Communications Equipment (3576) | 770430270 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1195839 | Charles Carinalli | 145 Rio Robles San Jose CA 95134 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-11-22 | 15,000 | $2.82 | 321,631 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-11-22 | 31,536 | $4.48 | 290,095 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2016-11-22 | 15,000 | $0.00 | 15,000 | $2.82 |
Common Stock | RSU Award | Acquisiton | 2016-11-18 | 26,258 | $0.00 | 26,258 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-12-23 | 2016-12-23 | No | 4 | M | Direct |
26,258 | 2017-11-18 | 2017-11-18 | No | 4 | A | Direct |
Footnotes
- Grant of restricted stock units pursuant to the Extreme Networks, Inc. 2013 Equity Incentive Plan. Vests in full one year after the date of grant (or, if earlier, the date of the subsequent annual meeting).
- Column 8 is not an applicable reportable field.